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In-House Legal Services

Our attorneys have a great depth of experience representing public and private companies in a wide range of corporate and securities related matters. We provide outsourced "In-House" counsel services to our corporate clients that do not have a full time in-house counsel or we supplement and support the general counsel and corporate legal departments. We offer these services on an hourly basis or, as most our clients prefer, under a flat fee arrangement that provides cost certainty for the recurring legal obligations of our clients.

These services include:

  • General corporate advice on a full range of corporate governance issues, directors' and officers’ duties and responsibilities; and compliance with the Sarbanes-Oxley Act of 2002.
  • Assistance in complying with all recurring reporting obligations under the Securities Exchange Act of 1934, including annual reports on Form 10K, quarterly reports on Form 10Q, 8-K obligations and other compliance advice;
  • Proper and timely disclosure of material developments;
  • Preparation of proxy statement and assistance in the preparation of the annual report for shareholders' meeting;
  • Attendance at all board and committee meetings and the preparation of corporate minutes;
  • Nasdaq, Stock Exchange and OTC Bulletin Board regulatory compliance;
  • Fulfilling 16(a) responsibilities (Forms 3 and 4) for directors and executive officers;
  • Stock Option Plan administration and regulatory compliance;
  • General corporate secretary services.
Name Title Phone V-Card Email Office
Brian Daughney Shareholder 212.599.3322 New York
Victor J. DiGioia Office Managing Partner, New York 212.599.3322 New York
Steven L. Glauberman Shareholder 212.599.3322 New York
Michael A. Goldstein Shareholder 212.599.3322 New York
Stanley R. Goldstein Shareholder 212.599.3322 New York
Sarah Klein Attorney 212.599.3322 New York
Jie Xiu Shareholder 212.599.3322 New York